吴婧，南开大学环境科学与工程学院，教授。现任南开大学战略环境评价研究中心副主任，从事环境政策、环境规划与管理、环境评价方面的教学、培训与科研工作。兼任南开大学联合国教科文组织（UNISPAR/UNESCO）环境管理教席秘书，香港中文大学中国环境战略研究中心，项目主任 。持有中华人民共和国环境影响评价工程师职业资格证书、中华人民共和国法律职业资格证书、清洁生产审核师证书。全国环境损害司法鉴定机构登记评审专家库（国家库）专家。主持国家自然科学基金、国家社科基金重点项目子课题等省部级科研项目和国际合作项目10余项。

张一心，男，博士，副教授。长期从事环境保护相关的研究与实践工作。自2009年起任教于内蒙古大学环境与资源学院，主要讲授环境规划学、环境管理学和环境科学与工程专业英语等课程。担任国际知名期刊的编辑委员（Environmental Impact Assessment Review）；担任国际知名期刊审稿人（Renewable and Sustainable Energy Review, Journal of Cleaner Production, Environmental Impact Assessment Review, etc.），中国环境科学学会高级会员，内蒙古自治区标准化专家和内蒙古自治区气象学会理事。主要研究领域为区域可持续发展、环境规划与管理和环境评价，已主持、参与省部级科研项目和国际合作项目8项。

《中国环境管理：政策与制度》（Environmental Management in China：Policies and Institutions）以英文形式全面系统总结了中国当代环境管理政策与制度的发展历程，生动展现真实、立体的中国环境管理全貌，为推动一带一路绿色发展传播中国声音。全书共19章，第1章是环境管理行政管理的演化；第2章阐述了环境管理指导思想的产生和发展；第3章至第16章介绍我国主要环境管理政策与制度的发展历程、特点及其成效，包括环境规划制度、环境影响评价制度、三同时制度、排污收费和环境保护税制度、环境保护目标责任制、排污许可制度、污染集中控制、总量控制制度、公众参与制度与环境信息公开制度、生态保护红线制度、区域联防联控、生态环境损害赔偿制度、清洁生产制度、生态补偿制度等；从第17章到第19章，介绍了我国环境保护在大气、水和土壤方面的重要任务。最后给出了主要法律、法规、条例、措施等的中英文对照表，以供参考。
本书可供高等院校环境专业作为教材使用，还可供从事环境保护、环境管理等领域的科研人员阅读参考。

Chapter 1 Administration on Environmental Management 1
1.1 The History of the MEE 1
1.2 Structure and Functions of the MEE 3

Chapter 2 Evolution of China’s Environmental Policy 7
2.1 In the 1970s: The Principles of National Environmental Protection 7
2.2 In the 1980s: The Principles of Three-Simultaneity and Three-Unification 8
2.3 In the 1990s: Sustainable Development 9
2.4 In the 2000s: Scientific Outlook on Development 10
2.5 In the 2010s: Ecological Civilization 12
2.6 Concluding Remarks 14
Reference 15

Chapter 3 Environmental Planning 17
3.1 The Development of Environmental Planning 17
3.2 Environmental Protection and the Plan of National Economic and Social Development 21
3.2.1 Environmental Protection During the 6th FYP (1981–1985) 23
3.2.2 Environmental Protection During the 7th FYP (1986–1990) 24
3.2.3 Environmental Protection During the 8th FYP (1991–1995) 25
3.2.4 Environmental Protection During the 9th FYP (1996–2000) 25
3.2.5 Environmental Protection During the 10th FYP (2001–2005) 26
3.2.6 Environmental Protection During the 11th FYP (2006–2010) 28
3.2.7 Environmental Protection During the 12th FYP (2011–2015) 29
3.2.8 Ecological and Environmental Protection During the 13th FYP (2016–2020) 30
3.3 The Coordination and Integration of Multiple Plans 31
References 34

Chapter 4 Environmental Impact Assessment 35
4.1 The Concept and Principles of EIA 35
4.2 The Development of EIA Globally 36
4.3 The Development of EIA in China 37
4.3.1 Initial Phase (1973–1978) 37
4.3.2 Early Implementation Phase (1979–1989) 37
4.3.3 Improvement Phase (1990–2002) 39
4.3.4 Breakthrough Phase (2003–2014) 41
4.3.5 Reform (2015–Date) 42
4.4 The Legal Framework of EIA in China 43
4.5 EIA for Project (Project EIA) 45
4.5.1 Categorization for Project EIA 46
4.5.2 Process for Project EIA 46
4.5.3 Documentation for Project EIA 46
4.5.4 Public Participation in Project EIA 48
4.5.5 Review and Decision on the EIA Documents 49
4.5.6 EIA Follow-up for Construction Project 52
4.6 Regional EIA (REIA) 53
4.7 EIA for Plan (PEIA) 54
4.7.1 Applicable Scope of PEIA 54
4.7.2 Roles and Responsibilities 55
4.7.3 Approaches and Requirements of PEIA 56
4.7.4 Public Participation in PEIA 56
4.7.5 Submission and Review of the PEIA Documents 58
4.7.6 Approval of Plan 58
4.7.7 EIA Follow-up for Plan 58
4.8 Certificate System of EIA Consultancy (Revoked in 2018) 59
4.9 Management of Qualified EIA Practitioners 60
4.10 Prospects of EIA in China 61
References 62

Chapter 5 Three Synchronizations System 63
5.1 The Development of the Three Synchronizations System 63
5.2 The Requirements of the Three Synchronizations System 66
5.2.1 Synchronous Design 66
5.2.2 Synchronous Construction 67
5.2.3 Synchronous Operation 67
5.2.4 Roles and Responsibilities 67
5.2.5 The Violation 68
References 68

Chapter 6 Emissions Charges System and Environmental Protection Tax System 69
6.1 Development of the Emissions Charges System 69
6.2 The Content of the Emissions Charges System 72
6.2.1 The Payer 72
6.2.2 Category and Amount of Pollutant Emission 72
6.2.3 Category of the Emissions Charges 72
6.2.4 Charge Rates 73
6.2.5 Collection and Utilizations of the Emissions Charges 73
6.3 The Environmental Protection Tax System 75
6.3.1 Who Pays the Environmental Protection Tax 80
6.3.2 Items Subject to the Environmental Protection Tax 80
6.3.3 Basis and Rate of the Environmental Protection Tax 82
6.3.4 Preferential Policy 83
6.3.5 Monitoring and Enforcement 83
References 84

Chapter　7 Target Responsibility System of Environmental Protection and Performance Evaluation System 85
7.1 The Formation and Development of the Target Responsibility System of Environmental Protection 85
7.2 Targets of Environmental Protection and Indicators Setting 88
7.3 Target Setting 88
7.4 Performance Evaluation 88
7.5 Shared Responsibility of Ecological and Environmental Protection for Government and Party 90
7.6 The Audit of Natural Resources Assets for Leading Cadres While Leaving Office 92
References 93

Chapter 8 Centralized Pollution Control System 95
8.1 Centralized Heating in Urban Areas 96
8.2 Centralized Pollution Control of Wastewater 97
8.3 Centralized Pollution Control of Municipal Solid Waste 100
8.3.1 Landfill 101
8.3.2 Incineration 101
References 103

Chapter 9 Emission Reporting, Registration and Permit System 105
9.1 The Formation and Development of the Emission Permit System 105
9.2 Implementation Process of the Emission Reporting, Registration, and Permit System 108
9.2.1 Reporting and Registering Pollutant Emission 108
9.2.2 Verifying Pollutant Emission 108
9.2.3 Issuing the Emission Permit 108
9.2.4 Supervision and Management for the Emission Permit 109
9.3 Essentials of the Emission Permit System 109
9.3.1 Who Shall Apply for the Emission Permit 109
9.3.2 An Integrated Emission Permit 109
9.3.3 Procedure to Apply for the Emission Permit 109
9.3.4 Conditions for Obtaining an Emission Permit 110
9.3.5 Evaluate and Determine the Allowable Emission Based on EIA Results 110
9.3.6 Self-reporting and Self-monitoring 110
9.3.7 Information Disclosure and Public Supervision 111
9.3.8 Enforcement and Responsibilities 111
9.4 Pilot Program of Emissions Trading System 113
References 114

Chapter 10 Emissions Cap System 115
10.1 Establishment and Development of the Emissions Cap System 115
10.2 Objective Classifications of Emissions Cap 119
10.2.1 Emissions Cap Based on Environmental Capacity 119
10.2.2 Emissions Cap Based on Environmental Target 119
10.2.3 Emissions Cap Based on Previous Emissions 120
10.2.4 Emissions Cap Based on Cost Benefit Analysis 120
10.3 Pollutants Classification of Emissions Cap 120
10.3.1 Emissions Cap of Water Pollutants 121
10.3.2 Emissions Cap of Air Pollutants 121
10.3.3 Emissions Cap of Pollutants Discharged into the Sea 122
10.4 Measures of Emissions Cap 122
10.4.1 Evaluations on the Emissions Cap System During the 11th FYP 122
10.4.2 Target Setting 124
10.4.3 Verification and Auditing 124
10.5 Final Remarks 125
References 126